Exchange Trading & Regulatory Fundamentals For Electronic Traders

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Course Summary:

This course is suitable for those that trade or plan to trade on derivatives markets.

Course Details:

Get Smart on electronic trading and compliance with FIA-IFM Training. This course covers a broad range of topics critical to traders accessing the listed derivatives markets and those who oversee them.

The training is designed to provide a better understanding of the basics of electronic trading including activities likely to draw attention from regulators, and key exchange rules and regulations. It also covers exchange rules most likely to impact traders such as pre-execution communications, cross trades, self-match trades, test trades, position limits and order-to-trade ratios.

Note: This course may help meet Direct Electronic Access (DEA) training requirements in certain jurisdictions.What You'll Learn:

• Trader identification
  
• Contract specifications
  
• Order types
  
• Pre-trade risk controls
  
• Recordkeeping requirements
  
• Central limit order book (CLOB)
  
• Permitted transactions outside the CLOB including exchange-for-related positions (EFRPs) and block trades
  
• Interactive exercises to test comprehension