The Series 4 is an exam and securities license entitling the holder to supervise options sales personnel and compliance issues. Before taking the Series 4 Exam, a candidate must have a Series 7 license. The self-study package is the most efficient, low-cost option for passing your Series 4 exam and is ideal for those that are disciplined self-starters.

Course Materials

You receive the following study package to help you pass your Series 4 exam the first time:

• Series 4 Study Manual
  You will receive both print and online versions of the study manual in an easy-to-understand format. The manual is based upon the most current FINRA exam content outline. Your printed book will be mailed to you while the PDF version can be downloaded through your online learning portal.
• Custom Exams
  This tool allows you to customize exams to help you cover areas of need, especially on topics that you find the most challenging
• Crunch Time Facts
  "Crunch Time Facts" are a hyper-focused short list of concepts that you HAVE to know to pass your exam. This list is updated constantly to match your current exam outline
• Final Exams
  Taken at the end of your study program, these exams serve as a final measurement of your exam preparedness. They may be taken either with or without the explanations displayed after each question, and will assist you in applying the concepts that you learned in the study manual to questions which are posed in the same multiple-choice format used on the actual FINRA examination
• Access To An Instructor Hotline
  Instructors are available via phone and email. Get your question answered by experts and tap into over 300 years of instructor experience
• 24/7 Tech Support
  Our tech support line is always on to help you with technical issues whenever your study time fits your schedule
• Free Course Updates
  We're always updating our content with the latest information to help you pass. Updates will automatically be uploaded into your learning portal. You have access to your course materials and support options for six months from your date of registration

Accessing Your Course:
Upon registration, your printed materials will be mailed out to you via UPS and access instructions for the online materials will be sent to your registered email address directly from the course provider.